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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1John C. AprillCharlotte, NCEverett Harris & Co.Adviser onlyCFAAtlas2012
2Monica L. BaierLos Angeles, CAEverett Harris & Co.Adviser onlyCFAAtlas2020
3David A. ClarkLos Angeles, CAEverett Harris & Co.Adviser onlyCFAAtlas1997
4Oliver N. CraryMission Viejo, CAEverett Harris & Co.Adviser onlyCFAAtlas1997
5Mark A. FoundosMission Viejo, CAEverett Harris & Co.Adviser onlyCFAAtlas2005
6Deborah C. GriffithMission Viejo, CAEverett Harris & Co.Adviser onlyCFAAtlas2017
7Elizabeth R. MargalisLos Angeles, CAEverett Harris & Co.Adviser onlyCFAAtlas2020
8Kwang H. NoLos Angeles, CAEverett Harris & Co.Adviser onlyCFAAtlas2020
9Robert W. SpeidelMcLean, VAEverett Harris & Co.Adviser onlyCFAAtlas2002
10James D. WardLos Angeles, CAEverett Harris & Co.Adviser onlyCFAAtlas1997

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.