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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 14 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

14 advisors

Unlock all 14
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Carter D. AllenSalt Lake City, UTAlta Capital Management LLCAdviser onlyCFAAtlas2019
2Ruairi ChapmanSalt Lake City, UTAlta Capital Management LLCAdviser only–Atlas2022
3James M. Francis IVSalt Lake City, UTAlta Capital Management LLCAdviser only–Atlas2024
4Todd B. KearneySalt Lake City, UTAlta Capital Management LLCAdviser only–Atlas2023
5Colin LakeSalt Lake City, UTAlta Capital Management LLCAdviser only–Atlas2026
6Daniel J. LaskySalt Lake City, UTAlta Capital Management LLCAdviser only–Atlas2022
7Curtis K. LingrenSalt Lake City, UTAlta Capital Management LLCAdviser only–Atlas2019
8Chris W. MachesneySalt Lake City, UTAlta Capital Management LLCAdviser onlyCFP, CFAAtlas2019
9Nirvon A. MahdaviSalt Lake City, UTAlta Capital Management LLCAdviser onlyCFAAtlas2019
10Casey D. NelsenSalt Lake City, UTAlta Capital Management LLCAdviser onlyCFAAtlas2014

4 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.