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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 12 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

12 advisors

Unlock all 12
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Brian M. DixonSan Francisco, CACharles Schwab Investment Management, Inc.Adviser onlyCFAAtlas2010
2Trevor P. DurhamSan Francisco, CACharles Schwab Investment Management, Inc.Adviser only–Atlas2019
3Adam GermaineSan Francisco, CACharles Schwab Investment Management, Inc.Adviser only–Atlas2025
4Daniel W. GriffithSan Francisco, CACharles Schwab Investment Management, Inc.Adviser only–Atlas2019
5Matthew M. GuglieminiSan Francisco, CACharles Schwab Investment Management, Inc.Adviser onlyCFAAtlas2011
6Kelly Johnson Jr.San Francisco, CACharles Schwab Investment Management, Inc.Adviser onlyCFAAtlas2015
7William P. McMahon Jr.San Francisco, CACharles Schwab Investment Management, Inc.Adviser onlyCFAAtlas2001
8Russell P. OwSan Francisco, CACharles Schwab Investment Management, Inc.Adviser onlyCFAAtlas2007
9Mathew T. PettySan Francisco, CACharles Schwab Investment Management, Inc.Adviser onlyCFAAtlas2006
10Jesse A. RendaSan Francisco, CACharles Schwab Investment Management, Inc.Adviser only–Atlas2019

2 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.