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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 17 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

17 advisors

Unlock all 17
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Christopher H. AdamsNaples, FLCitizens Securities, Inc. +1 moreAdviser and brokerCFAAtlas2019
2Nicholas H. BanksNaples, FLCitizens Securities, Inc. +1 moreAdviser and broker–Atlas2013
3William E. Benjamin IVNaples, FLCitizens Securities, Inc. +1 moreAdviser and broker–Atlas2015
4Rachel BonnetBoca Raton, FLCitizens Securities, Inc. +1 moreAdviser and brokerCFPAtlas2025
5Mandie EvansNaples, FLCitizens Securities, Inc. +1 moreAdviser and broker–Atlas2014
6Matthew A. FossNaples, FLCitizens Securities, Inc. +1 moreAdviser and brokerCFPAtlas2012
7Karen L. JohnstonNaples, FLCitizens Securities, Inc. +1 moreAdviser and broker–Atlas2003
8Joel KaufmanWellington, FLCitizens Private Wealth +1 moreAdviser and broker–Atlas2002
9Grayham M. LohreyNaples, FLCitizens Securities, Inc. +1 moreAdviser and brokerCFPAtlas2022
10Nicole M. MolnarNaples, FLCitizens Securities, Inc. +1 moreAdviser and broker–Atlas2013

7 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.