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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 28 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

28 advisors

Unlock all 28
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Brent P. AbendrothLos Angeles, CATcw Investment Management Company LLCAdviser and broker–Atlas2017
2Jonathan M. AgrestiLos Angeles, CATcw Investment Management Company LLCAdviser and brokerCFAAtlas2006
3Blake W. BauerLos Angeles, CATcw Investment Management Company LLCAdviser and broker–Atlas2021
4Timothy S. Carley Jr.Los Angeles, CATcw Investment Management Company LLCAdviser and broker–Atlas2024
5James B. ConnerLos Angeles, CATcw Investment Management Company LLCAdviser and broker–Atlas2013
6Jessica CosteLos Angeles, CATcw Investment Management Company LLCAdviser and broker–Atlas2007
7Elizabeth L. DeveauLos Angeles, CATcw Investment Management Company LLCAdviser and brokerCFPAtlas2007
8Lori A. GilchristLos Angeles, CATcw Investment Management Company LLCAdviser and broker–Atlas2003
9Richard A. GuintsLos Angeles, CATcw Investment Management Company LLCAdviser only–Atlas2025
10Ana C. GutierrezLos Angeles, CATcw Investment Management Company LLCAdviser and broker–Atlas2023

18 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.