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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 27 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

27 advisors

Unlock all 27
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Jesse R. BrownellSanta Fe, NMThornburg Investment Management Inc.Adviser and broker–Atlas2017
2Lucinda B. CandalSanta Fe, NMThornburg Investment Management Inc.Adviser and broker–Atlas2018
3Matias P. ClelandSanta Fe, NMThornburg Investment Management Inc.Adviser and broker–Atlas2023
4Allison P. DaweSanta Fe, NMThornburg Investment Management Inc.Adviser only–Atlas2019
5Kevin Y. EndoSanta Fe, NMThornburg Investment Management Inc.Adviser and brokerCFAAtlas2008
6Sheldon D. FreezeSanta Fe, NMThornburg Investment Management Inc.Adviser and broker–Atlas2026
7Joaquin A. GarciaSanta Fe, NMThornburg Investment Management Inc.Adviser and broker–Atlas2022
8Julie A. GeraciSanta Fe, NMThornburg Investment Management Inc.Adviser and broker–Atlas2011
9Caden K. HollowaySanta Fe, NMThornburg Investment Management Inc.Adviser and broker–Atlas2025
10Katarzyna A. JablonskiSanta Fe, NMThornburg Investment Management Inc.Adviser and broker–Atlas2011

17 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.