Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
10 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Neeta BalaniMiami, FL | Ingham Retirement Group +1 more | Adviser only | CFP, CFA | Atlas | 2009 |
| 2Emmanuelle Melissa BanaszakMiami, FL | Ingham Retirement Group +1 more | Adviser only | – | Atlas | 2010 |
| 3Stephen C. CoombsCordova, TN | Ingham Retirement Group +1 more | Adviser only | – | Atlas | 2020 |
| 4Marc J. EichbergMiami, FL | Ingham Retirement Group +1 more | Adviser only | – | Atlas | 1991 |
| 5Laura E. Gutierrez-MendezMiami, FL | Ingham Retirement Group +1 more | Adviser only | CFP | Atlas | 2024 |
| 6Todd J. LevyMiami, FL | Ingham Retirement Group +1 more | Adviser only | – | Atlas | 2006 |
| 7Heidi L. MillerMiami, FL | Ingham Retirement Group +1 more | Adviser only | – | Atlas | 2005 |
| 8Jeffrey F. PolingBrentwood, TN | Ingham Retirement Group +1 more | Adviser only | – | Atlas | 2012 |
| 9Marlon SuarezMiami, FL | Ingham Retirement Group +1 more | Adviser only | – | Atlas | 2022 |
| 10Eric A. TavaresMiami, FL | Ingham Retirement Group +1 more | Adviser only | – | Atlas | 2020 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.