Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
10 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Lauren B. EiknerRidgeland, MS | Smith Shellnut Wilson | Adviser only | CFP | Atlas | 2020 |
| 2Robert B. FiorettiRidgeland, MS | Smith Shellnut Wilson | Adviser and broker | – | Atlas | 2017 |
| 3James R. GuessBiloxi, MS | Smith Shellnut Wilson | Adviser only | – | Atlas | 2025 |
| 4Ebonie M. HackettRidgeland, MS | Smith Shellnut Wilson | Adviser only | – | Atlas | 2017 |
| 5William P. Johnson, Jr.Ridgeland, MS | Smith Shellnut Wilson | Adviser only | – | Atlas | 2006 |
| 6William C. McKeithenRidgeland, MS | Smith Shellnut Wilson | Adviser only | – | Atlas | 2022 |
| 7Frank W. Smith Jr.Ridgeland, MS | Smith Shellnut Wilson | Adviser only | – | Atlas | 2006 |
| 8Frank W. Smith IIIRidgeland, MS | Smith Shellnut Wilson | Adviser and broker | CFA | Atlas | 2006 |
| 9Matthew ThompsonRidgeland, MS | Smith Shellnut Wilson | Adviser only | CFA | Atlas | 2022 |
| 10David D. WilliamsGurley, AL | Smith Shellnut Wilson | Adviser and broker | CFA | Atlas | 2019 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.