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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 21 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

21 advisors

Unlock all 21
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1William H. BockwoldtSan Rafael, CAWealthspire AdvisorsAdviser only–Atlas2013
2T. S. BrantonSan Francisco, CAWealthspire AdvisorsAdviser onlyCFPAtlas2008
3Zhi Xiong A. ChuaSan Rafael, CAWealthspire AdvisorsAdviser only–Atlas2026
4Smriti DhallSan Francisco, CAWealthspire AdvisorsAdviser onlyCFPAtlas2011
5Colin B. DrakeLarkspur, CAWealthspire AdvisorsAdviser onlyCFPAtlas2002
6Keely R. FordSan Rafael, CAWealthspire AdvisorsAdviser only–Atlas2025
7Amanda C. FoxSan Rafael, CAWealthspire AdvisorsAdviser onlyCFPAtlas2017
8Nathan E. FreemanArlington Heights, ILWealthspire Advisors +2 moreAdviser only–Atlas2007
9Tierney E. HendersonSan Francisco, CAWealthspire AdvisorsAdviser only–Atlas2022
10Thomas A. HeuerAliso Viejo, CAWealthspire Advisors +2 moreAdviser onlyCFP, CFAAtlas2019

11 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.