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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 16 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

16 advisors

Unlock all 16
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Matthew J. CarrollCincinnati, OHBahl & Gaynor LLCAdviser onlyCFPAtlas2024
2John P. GalvinCincinnati, OHBahl & Gaynor LLCAdviser and broker–Atlas2003
3John P. Galvin Sr.Cincinnati, OHBahl & Gaynor LLCAdviser and broker–Atlas2009
4Christopher A. GuyCincinnati, OHBahl & Gaynor LLCAdviser onlyCFPAtlas2026
5Amy K. HeneganCincinnati, OHBahl & Gaynor LLCAdviser and broker–Atlas2024
6Aaron KraussCincinnati, OHBahl & Gaynor LLCAdviser and broker–Atlas2009
7Neal Y. Lee Jr.Cincinnati, OHBahl & Gaynor LLCAdviser and broker–Atlas2005
8Steven A. MazzuchelliCincinnati, OHBahl & Gaynor LLCAdviser and broker–Atlas2019
9Eleanor K. MoffatCincinnati, OHBahl & Gaynor LLCAdviser only–Atlas2001
10Charles A. PettengillCincinnati, OHBahl & Gaynor LLCAdviser onlyCICAtlas2001

6 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.