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Est. 2026The front page of wealth managementNew York

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AtlasFinancial ADVSR
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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 12 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

12 advisors

Unlock all 12
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Susan L. ArnoldPhiladelphia, PARoffman Miller Associates Inc.Adviser only–Atlas2005
2Kevin J. CookePhiladelphia, PARoffman Miller Associates Inc.Adviser onlyCFPAtlas2009
3Peter F. GaertnerPhiladelphia, PARoffman Miller Associates Inc.Adviser onlyCFPAtlas2013
4David GradzkiPhiladelphia, PARoffman Miller Associates Inc.Adviser onlyCFPAtlas2021
5Paulette GreenwellPhiladelphia, PARoffman Miller Associates Inc.Adviser onlyCFAAtlas1997
6Gerard G. GuertinPhiladelphia, PARoffman Miller Associates Inc.Adviser onlyChFCAtlas2004
7Lori A. HartmanPhiladelphia, PARoffman Miller Associates Inc.Adviser only–Atlas2005
8Cole R. HofmannPhiladelphia, PARoffman Miller Associates Inc.Adviser only–Atlas2025
9Robert T. HofmannPhialdelphia, PARoffman Miller Associates Inc.Adviser onlyCFPAtlas2005
10Earl R. MillerPhiladelphia, PARoffman Miller Associates Inc.Adviser only–Atlas2011

2 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.