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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 29 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

29 advisors

Unlock all 29
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Lauren A. AndersonNew York, NYGuggenheim InvestmentsAdviser and broker–Atlas2014
2Johnson Asase JrNew York, NYGuggenheim InvestmentsAdviser and broker–Atlas2014
3William F. BlattnerNew York, NYGuggenheim InvestmentsAdviser and broker–Atlas2007
4Christopher G. BradleyNew York, NYGuggenheim InvestmentsAdviser and broker–Atlas2002
5Matthew V. BuccigrossoNew York, NYGuggenheim InvestmentsAdviser and broker–Atlas2014
6John F. ChisholmNew York, NYGuggenheim InvestmentsAdviser and broker–Atlas2006
7Christopher Z. CosantinoNew York, NYGuggenheim InvestmentsAdviser and broker–Atlas2009
8Ryan T. CushingNew York, NYGuggenheim InvestmentsAdviser and broker–Atlas2014
9Michael C. GeartyPort Washington, NYGuggenheim InvestmentsAdviser and broker–Atlas2014
10Dru F. GirardNew York, NYGuggenheim InvestmentsAdviser and broker–Atlas2010

19 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.