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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 12 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

12 advisors

Unlock all 12
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Vidur R. BhallaNew York, NYHerold Advisors, Inc.Adviser and brokerCFAAtlas2021
2Michael J. BottoniMelville, NYHerold Advisors, Inc. +1 moreAdviser and broker–Atlas2025
3Mario J. GiammarcoNew York, NYHerold Advisors, Inc. +1 moreAdviser and broker–Atlas2022
4Mario J. Giammarco JrNew York, NYHerold Advisors, Inc.Adviser and broker–Atlas2022
5Patrick J. GormanNew York, NYHerold Advisors, Inc.Adviser and broker–Atlas2025
6Lawrence S. HeroldNew York, NYHerold Advisors, Inc.Adviser and brokerCFAAtlas2021
7Francis G. HorneffNew York, NYHerold Advisors, Inc. +1 moreAdviser and broker–Atlas2022
8Hunter W. LantonNew York, NYHerold Advisors, Inc. +1 moreAdviser and broker–Atlas2023
9Kevin J. LeahyNew York, NYHerold Advisors, Inc.Adviser and broker–Atlas2021
10Henry S. PachtNew York, NYHerold Advisors, Inc. +1 moreAdviser and broker–Atlas2022

2 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.