Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
10 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Michael A. AccinelliGreenwich, CT | Gamco Asset Management Inc. | Adviser and broker | – | Atlas | 2002 |
| 2Mario J. GabelliRye, NY | Gamco Asset Management Inc. | Adviser and broker | CFA | Atlas | 2000 |
| 3Douglas R. JamiesonRye, NY | Gamco Asset Management Inc. | Adviser and broker | – | Atlas | 2000 |
| 4Robert D. LeiningerGreenwich, CT | Gamco Asset Management Inc. | Adviser only | – | Atlas | 1999 |
| 5Anne E. MorrissyBannockburn, IL | Gamco Asset Management Inc. | Adviser and broker | CFA | Atlas | 2005 |
| 6John J. PhelanGreenwich, CT | Gamco Asset Management Inc. | Adviser and broker | – | Atlas | 2021 |
| 7Wayne C. PinsentGreenwich, CT | Gamco Asset Management Inc. | Adviser and broker | CFA | Atlas | 2008 |
| 8Regina M. PitaroRye, NY | Gamco Asset Management Inc. | Adviser and broker | – | Atlas | 2000 |
| 9Peter A. TcherepnineGreenwich, CT | Gamco Asset Management Inc. | Adviser only | – | Atlas | 2013 |
| 10Howard F. WardRye, NY | Gamco Asset Management Inc. | Adviser and broker | CFA | Atlas | 2000 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.