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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Charles B. AllisonSan Antonio, TXM. E. Allison & Co., Inc.Adviser and brokerCFPAtlas2002
2Christopher R. AllisonSan Antonio, TXM. E. Allison & Co., Inc.Adviser and brokerCFPAtlas1993
3Richard S. BonnerCorpus Christi, TXM. E. Allison & Co., Inc.Adviser and broker–Atlas2000
4George R. DullnigSan Antonio, TXM. E. Allison & Co., Inc.Adviser and broker–Atlas2016
5Robert M. DullnigSan Antonio, TXM. E. Allison & Co., Inc.Adviser and broker–Atlas2016
6Kyle M. EmmonsSan Antonio, TXM. E. Allison & Co., Inc.Adviser and broker–Atlas2019
7Ned M. EmmonsSan Antonio, TXM. E. Allison & Co., Inc.Adviser and broker–Atlas2004
8Harry J. ParkerSan Antonio, TXM. E. Allison & Co., Inc.Adviser and brokerCFAAtlas2018
9James M. Pettus IIISan Antonio, TXM. E. Allison & Co., Inc.Adviser and broker–Atlas2013
10Cheri RomanSan Antonio, TXM. E. Allison & Co., Inc.Adviser and broker–Atlas2000

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.