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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 542 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

542 advisors

Unlock all 542
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Jacob AbbsWest Chester, OHStrategic Advisers LLCAdviser and broker–Atlas2020
2Samuel AdamsCincinnati, OHStrategic Advisers LLCAdviser and broker–Atlas2024
3Thomas AgonitoCincinnati, OHStrategic Advisers LLCAdviser and broker–Atlas2025
4Christopher J. AllenCincinnati, OHStrategic Advisers LLCAdviser and broker–Atlas2023
5James AllenOrange, OHStrategic Advisers LLCAdviser and broker–Atlas2013
6John M. Allen IICincinnati, OHStrategic Advisers LLCAdviser and broker–Atlas2005
7Mark E. AllenCincinnati, OHStrategic Advisers LLCAdviser and broker–Atlas2003
8Rachel AllgeierCincinnati, OHStrategic Advisers LLCAdviser and broker–Atlas2024
9Michael T. AllgeyerCincinnati, OHStrategic Advisers LLCAdviser and broker–Atlas2017
10Carol M. AltmanCleves, OHStrategic Advisers LLCAdviser and broker–Atlas2021

532 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.