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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 209 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

209 advisors

Unlock all 209
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Melinda AdamsSan Antonio, TXMML Investors Services, LLCAdviser and broker–Atlas2020
2Chris AitkenHouston, TXMML Investors Services, LLCAdviser and broker–Atlas1986
3Alexander Alfano Jr.Dallas, TXMML Investors Services, LLCAdviser and broker–Atlas2002
4James W. AllenDallas, TXMML Investors Services, LLCAdviser and broker–Atlas2019
5Gregory W. AlvisDallas, TXMML Investors Services, LLCAdviser and broker–Atlas2001
6Angela K. ArringtonDallas, TXMML Investors Services, LLCAdviser and broker–Atlas2024
7Omar R. AzeezHouston, TXMML Investors Services, LLCAdviser and broker–Atlas2023
8Reva Z. AzeezHouston, TXMML Investors Services, LLCAdviser and broker–Atlas2016
9Justin BaackDallas, TXMML Investors Services, LLCAdviser and broker–Atlas2023
10Jason R. BachDallas, TXMML Investors Services, LLCAdviser and broker–Atlas2001

199 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.