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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 115 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

115 advisors

Unlock all 115
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Ramy D. AntarAtherton, CARBC Securities, Inc.Adviser and brokerCFAAtlas2004
2Mark P. AntariksaLos Angeles, CARBC Securities, Inc.Adviser and broker–Atlas2019
3Nicholas AttardNew York, NYRBC Securities, Inc.Adviser and brokerCFAAtlas2012
4Ali M. BankiNew York, NYRBC Securities, Inc.Adviser and broker–Atlas2010
5Kefira Bar-GolaniLos Angeles, CARBC Securities, Inc.Adviser and broker–Atlas2020
6Harrison J. BarresiNew York, NYRBC Securities, Inc.Adviser and broker–Atlas2024
7Gabrielle BeardSolana Beach, CARBC Securities, Inc.Adviser and broker–Atlas2025
8Vibhore BhaskarLos Angeles, CARBC Securities, Inc.Adviser and brokerCFPAtlas2006
9David P. BjorndalNew York, NYRBC Securities, Inc.Adviser and brokerCFAAtlas2005
10Lavinia A. BoettcherLos Angeles, CARBC Securities, Inc.Adviser and broker–Atlas2023

105 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.