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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 94 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

94 advisors

Unlock all 94
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Ramy D. AntarAtherton, CARBC Securities, Inc.Adviser and brokerCFAAtlas2004
2Mark P. AntariksaLos Angeles, CARBC Securities, Inc.Adviser and broker–Atlas2019
3Ali M. BankiLos Angeles, CARBC Securities, Inc.Adviser and broker–Atlas2010
4Kefira Bar-GolaniLos Angeles, CARBC Securities, Inc.Adviser and broker–Atlas2020
5Gabrielle BeardSolana Beach, CARBC Securities, Inc.Adviser and broker–Atlas2025
6Vibhore BhaskarLos Angeles, CARBC Securities, Inc.Adviser and brokerCFPAtlas2006
7Lavinia A. BoettcherLos Angeles, CARBC Securities, Inc.Adviser and broker–Atlas2023
8Alexandra M. CallagherSan Francisco, CARBC Securities, Inc.Adviser and broker–Atlas2025
9Aleksandra CarrilloSan Francisco, CARBC Securities, Inc.Adviser and broker–Atlas2026
10Carmen CasaleTorrance, CARBC Securities, Inc.Adviser and broker–Atlas2002

84 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.