Chief Compliance Officer · Grand Alliance Asset Management LTD.
Yuxiu Lin
CRD 7232025 · Named on Form ADV at one SEC-registered adviser
At a glance
Grand Alliance Asset Management LTD., an SEC-registered private fund adviser based in Hong Kong, Hong Kong with $2.6 billion in regulatory assets, lists Yuxiu Lin on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Grand Alliance Asset Management LTD.Chief Compliance OfficerPrivate fund adviser · Hong Kong, Hong Kong · $2.6B in regulatory assets
AtlasMembers
Yuxiu’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Wai Yin Denise MokChief Risk Officer, Grand Alliance Asset Management LTD.
- Hoi Chi LoChief Financial Officer, Grand Alliance Asset Management LTD.
- Francis Ho Yuen TongDirector, Grand Alliance Asset Management LTD.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Yuxiu’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.