Founding Principal and Member · Cook Pine Capital LLC
Yumi M. Kuwana
CRD 1606505 · Named on Form ADV at one SEC-registered adviser
At a glance
Cook Pine Capital LLC, an SEC-registered private fund adviser based in Greenwich, CT with $490 million in regulatory assets, lists Yumi M. Kuwana on its Form ADV as Founding Principal and Member, a control person.
Firms and roles
- Cook Pine Capital LLCFounding Principal and MemberPrivate fund adviser · Greenwich, CT · $490M in regulatory assets
AtlasMembers
Yumi’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Eiichiro KuwanaPresident and Member, Cook Pine Capital LLC
- Patrick NeliganChief Compliance Officer, Cook Pine Capital LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Yumi’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.