Adviser and broker representative · Castle Group Investment Counsel, Inc.
Yinyi Chen
CRD 2086259 · Arcadia, CA
At a glance
Yinyi Chen is an investment adviser representative with Castle Group Investment Counsel, Inc. in Arcadia, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Yinyi’s SEC record dates to 2006, about 20 years ago. Yinyi is also registered as a broker representative.
Current advisory firm
- Castle Group Investment Counsel, Inc.Since March 2006Arcadia, CA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Yinyi’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.