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Chief Compliance Officer · Cicc Alpha Investment Management (USA), LLC

Yan Qin

CRD 7781526 · Named on Form ADV at one SEC-registered adviser

At a glance

Cicc Alpha Investment Management (USA), LLC, an SEC-registered private fund adviser based in New York, NY with $175 million in regulatory assets, lists Yan Qin on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Yan’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Lanlan ZhangDirector, Cicc Alpha Investment Management (USA), LLC
  • Yin LuDirector, Cicc Alpha Investment Management (USA), LLC
  • Kyle K LaiDirector, Cicc Alpha Investment Management (USA), LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Yan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.