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President,msrb, Cco,aml Compliance Officer of Benjamin SEC. & President,ceo,shareholder of Baker Global Asset · Benjamin Securities, Inc.

William Thomas Baker

CRD 1804430 · Named on Form ADV at one SEC-registered adviser

At a glance

Benjamin Securities, Inc., an SEC-registered broker-dealer firm based in Albany, NY with $39 million in regulatory assets, lists William Thomas Baker on its Form ADV as President,msrb, Cco,aml Compliance Officer of Benjamin SEC. & President,ceo,shareholder of Baker Global Asset, a control person.

Firms and roles

  • Benjamin Securities, Inc.President,msrb, Cco,aml Compliance Officer of Benjamin SEC. & President,ceo,shareholder of Baker Global AssetBroker-dealer firm · Albany, NY · $39M in regulatory assets

AtlasMembers

William’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.