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Managing Member & Chief Compliance Officer · Harmont Fixed Income, LLC

William W. Smith

CRD 5671373 · Named on Form ADV at one SEC-registered adviser

At a glance

Harmont Fixed Income, LLC, an SEC-registered asset manager with $203 million in regulatory assets, lists William W. Smith on its Form ADV as Managing Member & Chief Compliance Officer, a control person.

Firms and roles

  • Harmont Fixed Income, LLCManaging Member & Chief Compliance OfficerAsset manager · United States · $203M in regulatory assets

AtlasMembers

William’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.