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Managing Member and Chief Compliance Officer · RS Asset Management, LLC

William E. Roark

CRD 1627710 · Named on Form ADV at one SEC-registered adviser

At a glance

RS Asset Management, LLC, an SEC-registered wealth manager based in Colorado Springs, CO with $107 million in regulatory assets, lists William E. Roark on its Form ADV as Managing Member and Chief Compliance Officer, a control person.

Firms and roles

  • RS Asset Management, LLCManaging Member and Chief Compliance OfficerWealth manager · Colorado Springs, CO · $107M in regulatory assets

AtlasMembers

William’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.