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Chief Compliance Officer / Managing Member · Prentice Wealth Management LLC

William J. Prentice

CRD 3212474 · Named on Form ADV at one SEC-registered adviser

At a glance

Prentice Wealth Management LLC, an SEC-registered wealth manager based in Rochester, NY with $568 million in regulatory assets, lists William J. Prentice on its Form ADV as Chief Compliance Officer / Managing Member, a control person.

Firms and roles

AtlasMembers

William’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Shawn S. TesoroChief Investment Officer / Part Owner, Prentice Wealth Management LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.