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Chairman of the Board/chief Compliance Officer/managing Member · Capital Cities Investments

William M. Mauger

CRD 1934817 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Capital Cities Investments, an SEC-registered wealth manager based in Indianapolis, IN with $288 million in regulatory assets, lists William M. Mauger on its Form ADV as Chairman of the Board/chief Compliance Officer/managing Member, a control person. The SEC filings also name William at 1 other registered adviser.

Firms and roles

  • Capital Cities InvestmentsChairman of the Board/chief Compliance Officer/managing MemberWealth manager · Indianapolis, IN · $288M in regulatory assets
  • Capital Cities, LLCFounding & Managing Principal/chief Compliance OfficerAsset manager · Indianapolis, IN · $0M in regulatory assets

AtlasMembers

William’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

1 more person named with William on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.