Chief Compliance Officer · Peak Nine Capital Advisors, LLC
William C. Marinelli
CRD 6612670 · Named on Form ADV at one SEC-registered adviser
At a glance
Peak Nine Capital Advisors, LLC, an SEC-registered asset manager based in Naples, FL with $0 in regulatory assets, lists William C. Marinelli on its Form ADV as Chief Compliance Officer.
Firms and roles
- Peak Nine Capital Advisors, LLCChief Compliance OfficerAsset manager · Naples, FL · $0M in regulatory assets
AtlasMembers
William’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- Locked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Edward T. CalkinsManaging Member, Peak Nine Capital Advisors, LLC
- Joseph A. ZadloManaging Member, Peak Nine Capital Advisors, LLC
- Houston T. BooneManaging Member, Peak Nine Capital Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.