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Chief Compliance Officer and Vice President Operations · Beck Capital Management LLC

William F. Gregory

CRD 2873020 · Named on Form ADV at one SEC-registered adviser

At a glance

Beck Capital Management LLC, an SEC-registered wealth manager based in Austin, TX with $562 million in regulatory assets, lists William F. Gregory on its Form ADV as Chief Compliance Officer and Vice President Operations, a control person.

Firms and roles

  • Beck Capital Management LLCChief Compliance Officer and Vice President OperationsWealth manager · Austin, TX · $562M in regulatory assets

AtlasMembers

William’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • James F. BeckOwner and Chief Investment Advisor, Beck Capital Management LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.