Chief Compliance Officer · Retirement Planners of America
William R. Frye
CRD 5704930 · Named on Form ADV at one SEC-registered adviser
At a glance
Retirement Planners of America, an SEC-registered wealth manager based in Plano, TX with $3.6 billion in regulatory assets, lists William R. Frye on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Retirement Planners of AmericaChief Compliance OfficerWealth manager · Plano, TX · $3.6B in regulatory assets
AtlasMembers
William’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Kenneth A. MoraifPresident and Chief Executive Officer, Retirement Planners of America
- Julia StuartChief Operating Officer, Retirement Planners of America
- Stephen B. LubyChief Revenue Officer, Retirement Planners of America
- Christopher T. WinklerChief Financial Officer, Retirement Planners of America
- Jordan M. RoachChief Investment Officer, Retirement Planners of America
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.