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Chief Compliance Officer · Macquarie Wealth Advisers, LLC

William J. Fink

CRD 2778339 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Macquarie Wealth Advisers, LLC, an SEC-registered asset manager based in New York, NY with $4.8 billion in regulatory assets, lists William J. Fink on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name William at 1 other registered adviser.

Firms and roles

AtlasMembers

William’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (10)

  • Alexander H. LeeCo-Head of Wealth Solutions Through April 10, 2025; Head of WS April 10, 2025-June 30, 2025; Manager and President July 1, 2025, Macquarie Wealth Advisers, LLC
  • James R. BurnsManager, Macquarie Wealth Advisers, LLC
  • Michael E. KernanGeneral Counsel and Asst. Secretary, Macquarie Wealth Advisers, LLC
  • Sue SekarTreasurer, Macquarie Wealth Advisers, LLC
  • Harlan CherniakManager, Macquarie Wealth Advisers, LLC

5 more people named with William on the same filings, with titles and firms. Free in Atlas with a free account.

See all 10 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.