Chief Compliance Officer · Canty Wealth Management
William J. Canty
CRD 2663724 · Named on Form ADV at one SEC-registered adviser
At a glance
Canty Wealth Management, an SEC-registered wealth manager based in Ballston SPA, NY with $254 million in regulatory assets, lists William J. Canty on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Canty Wealth ManagementChief Compliance OfficerWealth manager · Ballston SPA, NY · $254M in regulatory assets
AtlasMembers
William’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Edward J. CantyInvestment Advisor Representative, Canty Wealth Management
- Joseph W. CantyInvestment Advisor Representative, Canty Wealth Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.