President, Chief Compliance Officer · Garrison Bradford & Associates Inc
William Bradford
CRD 4337039 · Named on Form ADV at one SEC-registered adviser
At a glance
Garrison Bradford & Associates Inc, an SEC-registered wealth manager based in New York, NY with $138 million in regulatory assets, lists William Bradford on its Form ADV as President, Chief Compliance Officer, a control person.
Firms and roles
- Garrison Bradford & Associates IncPresident, Chief Compliance OfficerWealth manager · New York, NY · $138M in regulatory assets
AtlasMembers
William’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Sherli S. LooiExecutive Vice President, Secretary, Garrison Bradford & Associates Inc
- Paul AyalaSenior Vice Pesident, Garrison Bradford & Associates Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.