CCO · Prosperitea Planning
Wendy Suzanne C. Marsden
CRD 6596601 · Named on Form ADV at one SEC-registered adviser
At a glance
Prosperitea Planning, an SEC-registered wealth manager based in Greenfield, MA with $177 million in regulatory assets, lists Wendy Suzanne C. Marsden on its Form ADV as CCO, a control person.
Firms and roles
- Prosperitea PlanningCCOWealth manager · Greenfield, MA · $177M in regulatory assets
AtlasMembers
Wendy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Samuel P. PlotkinOwner, Investment Adviser Represenative, Prosperitea Planning
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Wendy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.