Chief Compliance Officer · Smbc Asset Management, Inc.
Wei (. Zhao
CRD 7062323 · Named on Form ADV at one SEC-registered adviser
At a glance
Smbc Asset Management, Inc., an SEC-registered private fund adviser based in New York, NY with $200 million in regulatory assets, lists Wei (. Zhao on its Form ADV as Chief Compliance Officer.
Firms and roles
- Smbc Asset Management, Inc.Chief Compliance OfficerPrivate fund adviser · New York, NY · $200M in regulatory assets
AtlasMembers
Wei’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Tsuyoshi (. NiijimaPresident and CEO / Director, Smbc Asset Management, Inc.
- Kohei KurodaDirector, Smbc Asset Management, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Wei’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.