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CEO and Chief Compliance Officer · Nextgen EMP

Wayne F. Penello

CRD 1006155 · Named on Form ADV at one SEC-registered adviser

At a glance

Nextgen EMP, an SEC-registered asset manager with $16 million in regulatory assets, lists Wayne F. Penello on its Form ADV as CEO and Chief Compliance Officer, a control person.

Firms and roles

  • Nextgen EMPCEO and Chief Compliance OfficerAsset manager · United States · $16M in regulatory assets

AtlasMembers

Wayne’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Wayne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.