Chief Compliance Officer/ Managing Member · Alpha DNA Investment Management
Wayne P. Ferbert
CRD 4520127 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Alpha DNA Investment Management, an SEC-registered asset manager based in Columbia, MD with $195 million in regulatory assets, lists Wayne P. Ferbert on its Form ADV as Chief Compliance Officer/ Managing Member, a control person. The SEC filings also name Wayne at 2 other registered advisers.
Firms and roles
- Alpha DNA Investment ManagementChief Compliance Officer/ Managing MemberAsset manager · Columbia, MD · $195M in regulatory assets
- Coppell Advisory Solutions LLCNon-Managing MemberWealth manager · Dallas, TX · $1.1B in regulatory assets
- The Burney CompanySenior Managing DirectorWealth manager · Reston, VA · $3.6B in regulatory assets
AtlasMembers
Wayne’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (16)
- Joshua ChartierAssociate Portfolio Manager, Alpha DNA Investment Management
- Bryce B. EngelChief Executive Officer, Coppell Advisory Solutions LLC
- Laura K. WajsCCO, Coppell Advisory Solutions LLC
- Brayden EngelDirector of Operations, Coppell Advisory Solutions LLC
- Lowell D. PrattPresident, Chairman, Shareholder, The Burney Company
11 more people named with Wayne on the same filings, with titles and firms. Free in Atlas with a free account.
See all 16 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Wayne’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.