Adviser and broker representative · LPL Enterprise, LLC
Warren E. Lee III
CRD 3246138 · Atlanta, GA
At a glance
Warren E. Lee III is an investment adviser representative with LPL Enterprise, LLC in Atlanta, GA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Warren’s SEC record dates to 2003, about 23 years ago. Warren is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- LPL Enterprise, LLCSince February 2026Atlanta, GA · $25B in regulatory assets
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Warren’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 6 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.