President/chief Investment Officer · Greenwood Capital Associates, LLC
Walter B. Todd
CRD 3262917 · Named on Form ADV at one SEC-registered adviser
At a glance
Greenwood Capital Associates, LLC, an SEC-registered wealth manager based in Greenwood, SC with $1.8 billion in regulatory assets, lists Walter B. Todd on its Form ADV as President/chief Investment Officer, a control person.
Firms and roles
- Greenwood Capital Associates, LLCPresident/chief Investment OfficerWealth manager · Greenwood, SC · $1.8B in regulatory assets
AtlasMembers
Walter’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2003 (23 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 7 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Walter’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Denise H. LollisChief Compliance Officer/chief Operating Officer, Greenwood Capital Associates, LLC
- John D. WisemanDirector of Fixed Income, Greenwood Capital Associates, LLC
- Brian L. DisherDirector of Wealth Management, Greenwood Capital Associates, LLC
- Melissa D. BaneSenior Private Client Advisor, Greenwood Capital Associates, LLC
- John W. CooperPrivate Client Advisor, Greenwood Capital Associates, LLC
2 more people named with Walter on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Walter’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.