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SVP, Chief Compliance Officer · Calamos Advisors LLC

Walter M. Kelly

CRD 4729454 · Named on Form ADV at 3 SEC-registered advisers

At a glance

Calamos Advisors LLC, an SEC-registered asset manager based in Naperville, IL with $43.9 billion in regulatory assets, lists Walter M. Kelly on its Form ADV as SVP, Chief Compliance Officer. The SEC filings also name Walter at 2 other registered advisers.

Firms and roles

AtlasMembers

Walter’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

3 more people named with Walter on the same filings, with titles and firms. Free in Atlas with a free account.

See all 8 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Walter’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.