Chief Executive Officer · ASK Dolly
Vivian (. Tu
CRD 6672668 · Named on Form ADV at one SEC-registered adviser
At a glance
ASK Dolly, an SEC-registered asset manager based in Denver, CO with $0 in regulatory assets, lists Vivian (. Tu on its Form ADV as Chief Executive Officer, a control person.
Firms and roles
- ASK DollyChief Executive OfficerAsset manager · Denver, CO · $0M in regulatory assets
AtlasMembers
Vivian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Stephanie M. NevelChief Compliance Officer & Chief Operating Officer, ASK Dolly
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Vivian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.