Shareholder · Gifford Fong Associates
Vivian U. Fong
CRD 1480331 · Named on Form ADV at one SEC-registered adviser
At a glance
Gifford Fong Associates, an SEC-registered asset manager based in Lafayette, CA with $517 million in regulatory assets, lists Vivian U. Fong on its Form ADV as Shareholder.
Firms and roles
- Gifford Fong AssociatesShareholderAsset manager · Lafayette, CA · $517M in regulatory assets
AtlasMembers
Vivian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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Colleagues named on the same filings
- Harry G. FongPresident, Gifford Fong Associates
- Steven G. FongChief Compliance Officer/ceo, Gifford Fong Associates
- Timothy G. FongShareholder, Gifford Fong Associates
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Vivian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.