CFO & CCO · Pleiad Investment Advisors
Vien M. Chiu
CRD 6398626 · Named on Form ADV at one SEC-registered adviser
At a glance
Pleiad Investment Advisors, an SEC-registered private fund adviser based in Hong Kong, Hong Kong with $1.4 billion in regulatory assets, lists Vien M. Chiu on its Form ADV as CFO & CCO, a control person.
Firms and roles
- Pleiad Investment AdvisorsCFO & CCOPrivate fund adviser · Hong Kong, Hong Kong · $1.4B in regulatory assets
AtlasMembers
Vien’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Masaki N. TaniguchiDirector & COO, Pleiad Investment Advisors
- Michael S. YoshinoDirector & Co-Cio, Pleiad Investment Advisors
- Kenneth S. LeeDirector & Co-Cio, Pleiad Investment Advisors
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Vien’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.