Chief Operating Officer · QVT Financial LP
Victor A. Kaiser-Pendergrast
CRD 7719474 · Named on Form ADV at one SEC-registered adviser
At a glance
QVT Financial LP, an SEC-registered private fund adviser based in New York, NY with $1.8 billion in regulatory assets, lists Victor A. Kaiser-Pendergrast on its Form ADV as Chief Operating Officer, a control person.
Firms and roles
- QVT Financial LPChief Operating OfficerPrivate fund adviser · New York, NY · $1.8B in regulatory assets
AtlasMembers
Victor’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (6)
- Tracy C. FuLimited Partner, QVT Financial LP
- Daniel A. GoldChief Executive Officer; Limited Partner, QVT Financial LP
- Arthur P. ChuLimited Partner, QVT Financial LP
- Nicholas D. BrummLimited Partner, QVT Financial LP
- Margaret S. EisnerChief Compliance Officer, QVT Financial LP
1 more person named with Victor on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Victor’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.