Shareholder · Sarasin Asset Management Limited
Vicky Safra
CRD 6829469 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Sarasin Asset Management Limited, an SEC-registered wealth manager based in London, United Kingdom with $555 million in regulatory assets, lists Vicky Safra on its Form ADV as Shareholder, a control person. The SEC filings also name Vicky at 1 other registered adviser.
Firms and roles
- Sarasin Asset Management LimitedShareholderWealth manager · London, United Kingdom · $555M in regulatory assets
- J. Safra Sarasin Asset Management (north America) LTDShareholderWealth manager · Geneva, Switzerland · $932M in regulatory assets
AtlasMembers
Vicky’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (12)
- Michael J. BlackChief Executive Officer, Sarasin Asset Management Limited
- Emily S. LanfearChief Legal Officer, Sarasin Asset Management Limited
- Richard W. JocelynChief Compliance Officer, Sarasin Asset Management Limited
- Philip A. CollinsChief Investment Officer, Sarasin Asset Management Limited
- Timothy J. TemplePartner and Chief Operating Officer, Sarasin Asset Management Limited
7 more people named with Vicky on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Vicky’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.