Chief Compliance Officer · Nations Financial Group, Inc.
Vicki Lin Reighard-Kean
CRD 4238486 · Named on Form ADV at one SEC-registered adviser
At a glance
Nations Financial Group, Inc., an SEC-registered broker-dealer firm based in Cedar Rapids, IA with $4.8 billion in regulatory assets, lists Vicki Lin Reighard-Kean on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Nations Financial Group, Inc.Chief Compliance OfficerBroker-dealer firm · Cedar Rapids, IA · $4.8B in regulatory assets
AtlasMembers
Vicki’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Stephen Michael CairneyPresident, Nations Financial Group, Inc.
- Richard Scott BennettCEO - CFO, Nations Financial Group, Inc.
- Erik John BjorsethChief Growth Officer, Nations Financial Group, Inc.
- Tracey Lynn KrousieChief Operations Officer, Nations Financial Group, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Vicki’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.