General Counsel, Chief Compliance Officer and Chief Operating Officer · DG Partners LLP
Umar M. Aziz
CRD 6032381 · Named on Form ADV at one SEC-registered adviser
At a glance
DG Partners LLP, an SEC-registered private fund adviser based in London, United Kingdom with $1.9 billion in regulatory assets, lists Umar M. Aziz on its Form ADV as General Counsel, Chief Compliance Officer and Chief Operating Officer, a control person.
Firms and roles
- DG Partners LLPGeneral Counsel, Chief Compliance Officer and Chief Operating OfficerPrivate fund adviser · London, United Kingdom · $1.9B in regulatory assets
AtlasMembers
Umar’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- David M. GortonChief Executive Officer, DG Partners LLP
- Matthew TurnbullChief Technology Officer, DG Partners LLP
- Maxwell B. CordenChief Risk Officer, DG Partners LLP
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Umar’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.