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General Counsel, Chief Compliance Officer, and Secretary · Gateway Investment Advisers, LLC

Tricia G. Tomich

CRD 1311559 · Named on Form ADV at one SEC-registered adviser

At a glance

Gateway Investment Advisers, LLC, an SEC-registered asset manager based in Cincinnati, OH with $11.6 billion in regulatory assets, lists Tricia G. Tomich on its Form ADV as General Counsel, Chief Compliance Officer, and Secretary.

Firms and roles

AtlasMembers

Tricia’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (14)

  • Julie M. SchmuellingPresident, Chief Operating Officer, and Board Member, Gateway Investment Advisers, LLC
  • Michael T. BuckiusChief Executive Officer, Chief Investment Officer, Board Member, and Portfolio Manager, Gateway Investment Advisers, LLC
  • Kenneth H. ToftSenior Vice President and Portfolio Manager, Gateway Investment Advisers, LLC
  • David L. GiuntaBoard Member, Gateway Investment Advisers, LLC
  • James T OrfanosBoard Member, Gateway Investment Advisers, LLC

9 more people named with Tricia on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tricia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.