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Chief Compliance Officer · John Hancock Investment Management LLC

Trevor E. Swanberg

CRD 4213623 · Named on Form ADV at 2 SEC-registered advisers

At a glance

John Hancock Investment Management LLC, an SEC-registered asset manager based in Boston, MA with $212.1 billion in regulatory assets, lists Trevor E. Swanberg on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Trevor at 1 other registered adviser.

Firms and roles

AtlasMembers

Trevor’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Trevor’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.